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Alan D. Pauw Jr

Alan D. Pauw Jr

Member
Location:
Louisville, Kentucky
Phone:
502-657-1347
502-589-1000
Fax:
502-562-2200
Email:

Alan D. Pauw is a member of the firm's health care, corporate and estate planning sections. He concentrates his practice in the areas of tax qualified and non-qualified deferred compensation plans and employee benefit matters for private and public employers, estate planning, ERISA compliance and enforcement, physician practices, corporate, tax, and health care law.

Mr. Pauw heads our physician practice group, counseling on practice formation and acquisition, HIPAA privacy and security matters, Medicare/STARK, employment matters and regulatory compliance. He also oversees design, administration, operation and termination of tax-qualified and non-qualified deferred compensation plans and employee benefit matters for private and public (governmental) employers.

Mr. Pauw focuses his practice in:

The design, administration, operation and termination of tax qualified and non-qualified deferred compensation plans and employee benefit matters for private and public (governmental) employers

Estate planning matters

ERISA compliance and enforcement

Physician practice group counseling, including practice formation and acquisition, HIPAA privacy and security matters, Medicare/Stark, employment matters and regulatory compliance

Corporate and tax representation for non-profits, tax-exempt and governmental entities

Areas of Practice

  • Business Organizations & Planning
  • Mergers, Acquisitions & Finance
  • Health Care Law
  • Estate Planning, Probate & Estate Administration
  • Employee Benefits & Retirement & Health Plans
  • ERISA compliance and enforcement
  • HIPAA privacy and security matters
  • Medicare/Stark
  • Regulatory compliance
  • Corporate and tax representation for non-profits
  • Tax-exempt and governmental entities

Bar Admissions

  • Kentucky, 1990

Education

  • Boston College Law School, Boston, Massachusetts
    • J.D. - 1990
  • University of Southern California, Los Angeles, California
    • M.B.A. - 1984
    • Major: Finance
  • Calvin College, Grand Rapids, Michigan
    • B.A. - 1979
    • Honors: Honors
    • Major: History
  • University of Michigan
    • M.A. - 1980

Published Works

  • Tax News for Kentucky Physician, Kentucky Medical Assn, Vol 103 #4, 2005
  • HIPAA Enforcement Rule, LBA - "Bar Briefs", July Publication, 2006
  • Issues to Consider When Hiring Employees, Journal of the KMA, June Issue, 2005
  • Mr. Pauw is also a contributing author for publications on group compliance for physician practices in Kentucky for the Kentucky Medical Association

Classes/Seminars

  • “Asset Protection Planning”, Southern Indiana Estate Planning Council, March 2017
  • "Nonqualified Deferred Compensation Plans”, September, 2015
  • “Fiduciary Liability Under ERISA”, June, 2015
  • “Legal Reform and Affect on Advisors”, January, 2011
  • Financial Reform Update, Society of Financial Service Professionals, 2011
  • HIPAA, Stark, Medicare Compliance, U of L Department of Orthopedics, 2010
  • Fiduciary Workshop, Merrill Lynch – U. of L., 2009
  • Fiduciary & Other Liabilities, Retirement Management Services, 2010
  • “Financial Reform Update", Louisville, Kentucky, Society of Financial Service Professionals, 2011 - Present
  • "Human Resources Topics", Elizabethtown, Kentucky, Heartland Medical Group Management Association
  • "Fiduciary & Other Liabilities, Louisville, Kentucky, Retirement Management Services, 2010 - Present
  • "HIPAA, Stark, Medical Compliance", Louisville, Kentucky, University of Louisville Orthopedics, 2010 - Present
  • "Retirement Plan Legal Issues", February 2010
  • "Roth Conversion", December 2009
  • "Entering Practice Contract Negotiations", Louisville, Kentucky, University of Louisville Orthopedics, 2009 - Present
  • "Identity Theft", Louisville, Kentucky, Louisville Medical Group, 2009 - Present
  • "Plan Sponsor Fiduciary Summit", October 2008 and March 2009
  • "Business Considerations for Practicing Medicine", January 2008
  • "Issues to Consider When Hiring Employees" Journal of the Kentucky Medical Association, June 2005
  • "401(k) Fiduciary Workshop", June 2005
  • "Health Law Update", May 2005
  • "Hot Topics in Estate Planning", February 2005
  • "Is Your Organization Ready for HIPAA Security?", June 2004
  • "401(k) Plans and Fiduciary Responsibilities", March 2004
  • "Required Minimum Distributions From IRA's", February 2004
  • "Complying With New HIPAA Standards", January 2004
  • "Employee Fringe Benefits In Kentucky: Understanding the Issues", May 2003
  • "IRA Planning: Strategies for Transferring and Preserving Wealth", November 2003
  • "Health Insurance Portability And Accountability Act of 1996 (HIPAA)", November 2002
  • "Nuts and Bolts of 401(k) Plans", November 2002
  • "Required Distributions From Retirement Plans/IRA's", June 2001, Louisville Bar Association
  • Mr. Pauw is also a contributing author for publications on group compliance for physician practices in Kentucky for the Kentucky Medical Association

Honors and Awards

  • The Best Lawyers in America — Employee Benefits (ERISA)

Professional Associations and Memberships

  • Kentucky Bar Association, Member
  • Louisville Bar Association, Member
  • American Bar Association, Member
  • American Health Lawyers Association
  • Louisville Employee Benefits Council
  • Louisville Estate Planning Council

Past Employment Positions

  • PNC Bank, Trust Officer/Legal, 1992 - 1995
  • Brown Todd Heyburn, Associate Attorney, 1990 - 1992

Pro Bono Activities

  • Louisville Bar Association, 1992 - Present
  • Louisville Legal Aid, 1992 - Present
  • Toastmasters International